Legal glossary category
Securities
Browse 6 glossary entries in the Securities category, with short plain-English descriptions and direct links to the full term pages.
finra
FINRA acts like a strict teacher checking your homework; if you don't follow the rules, you get a detention slip (a fine or suspension).
Open term →fixed income
It functions like a promise slip where you know exactly when and how much money you will receive back.
Open term →foreign securities
It’s like getting permission to play with a toy made in another country; it brings extra rules compared to toys made here.
Open term →gaap
Think of it like the official rulebook for grading papers; if you don't use GAAP rules, your report might look fine, but the teacher (the SEC) won'...
Open term →indenture
Imagine two friends tearing one paper in half, each keeping a jagged piece; when the pieces fit together, the promise is proven.
Open term →underwriter
Think of the underwriter like a friend who promises to buy all your concert tickets before anyone else will; they take the risk if nobody buys them...
Open term →